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Utah Whistleblower Hotline

Tag Archive: SEC whistleblower awards

SEC doles out first award during Trump era; but is whistleblower program in trouble

SEC doles out first award during Trump era; but is whistleblower program in trouble

In late April, the Securities and Exchange Commission (“SEC”) issued its first whistleblower award during the Trump administration, awarding almost $4 million to an individual that the SEC said provided the agency with original information that led to the successful…
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Dodd-Frank Act, SEC, Securities and Exchange Commission, Whistleblower, Whistleblower award

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Monsanto whistleblower gets $22M award

At the end of last month, the SEC announced “the award of more than $22 million to a whistleblower whose detailed tip and extensive assistance helped” the SEC bring to an end a “well-hidden” fraud at Monsanto where the whistleblower…
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Dodd-Frank Act, SEC, Securities and Exchange Commission, Whistleblower award, Whistleblower protection

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SEC whistleblower awards trending up

In May 2016 alone, the Securities and Exchange Commission (“SEC”) paid approximately $10 million in whistleblower awards.  These frequent and ever-increasing awards should serve as a stern notice to in-house counsel and compliance personnel alike that SEC whistleblower awards may…
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Dodd-Frank Act, Sarbanes-Oxley, SEC, Securities and Exchange Commission

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