Tag Archive: Exchange Act

$20M award adds to historic SEC total

Author: admin November 18, 2016

Earlier this week, the SEC announced a more than $20 million whistleblower award “to a whistleblower who promptly came forward with valuable information that enabled the SEC to move quickly and initiate an enforcement action against wrongdoers before they could…
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Dodd-Frank Act, SEC, Securities and Exchange Commission, Whistleblower, Whistleblower award

annual report, Dodd-Frank Act, Exchange Act, investor protection fund, original information, SEC, SEC Office of the Whistleblower, Section 21F, Securities and Exchange Commission, whistleblower award