Utah Whistleblower Hotline

Blowing the whistle on suspected fraud.

SEC doles out first award during Trump era; but is whistleblower program in trouble

SEC doles out first award during Trump era; but is whistleblower program in trouble

SEC doles out first award during Trump era; but is whistleblower program in trouble

In late April, the Securities and Exchange Commission (“SEC”) issued its first whistleblower award during the Trump administration, awarding almost $4 million to an individual that the SEC said provided the agency with original information that led to the successful…
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Dodd-Frank Act, SEC, Securities and Exchange Commission, Whistleblower, Whistleblower award

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9th Cir. widens circuit split over Dodd-Frank whistleblower protections

9th Cir. widens circuit split over Dodd-Frank whistleblower protections

A recent decision from the 9th Circuit has served to widen the circuit split over whether Dodd-Frank’s anti-retaliation protections should protect internal whistleblowers.  In early March, a split 9th Circuit panel found in favor of extending Dodd-Frank’s anti-retaliation protections to…
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Dodd-Frank Act, Retaliation, Whistleblower, Whistleblower protection

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